As
filed with the Securities and Exchange Commission on October 14, 2021
Registration
Statement No. 333-260080
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
S-1/A
(Amendment
Number 1)
REGISTRATION
STATEMENT UNDER THE
SECURITIES
ACT OF 1933

VINCO
VENTURES, INC.
(f/k/a
Edison Nation, Inc.)
(Exact
name of registrant as specified in its charter)
Nevada |
|
3944 |
|
82-2199200 |
(State
or other jurisdiction of
incorporation
or organization) |
|
(Primary
Standard Industrial
Classification
Code Number) |
|
(I.R.S.
Employer
Identification
No.) |
Vinco
Ventures, Inc.
1
West Broad Street, Suite 1004
Bethlehem,
Pennsylvania 18018
(866)
900-0992
(Address,
including zip code, and telephone number, including area code, of registrant’s principal executive offices)
Christopher
B. Ferguson
Chief
Executive Officer
Vinco
Ventures, Inc.
1
West Broad Street, Suite 1004
Bethlehem,
Pennsylvania 18018
(866)
900-0992
(Name,
address, including zip code, and telephone number, including area code, of agent for service)
Copies
to:
Joseph
M. Lucosky, Esq.
N.
Adele Hogan, Esq.
Lucosky
Brookman LLP
101
Wood Avenue South, 5th Floor
Woodbridge,
NJ 08830
(732)
395-4400
Approximate
date of commencement of proposed sale to the public: As soon as practicable after this registration statement becomes effective.
If
any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the
Securities Act of 1933, check the following box: ☒
If
this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the
following box and list the Securities Act registration statement number of the earlier effective registration statement for the same
offering. ☐
If
this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the
Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
If
this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the
Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
Indicate
by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting
company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,”
“smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.
Large
accelerated filer ☐ |
Accelerated
filer ☐ |
|
|
Non-accelerated
filer ☒ |
Smaller
reporting company ☒ |
|
|
|
Emerging
growth company ☒ |
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☒
EXPLANATORY
NOTE
Vinco
Ventures, Inc. (the “Registrant”) is filing this Amendment No. 1 (the “Amendment”) to its Registration Statement
on Form S-1 originally filed on October 6, 2021 (Registration Statement No. 333-260080 ) (the “Registration Statement”)
to file Exhibits 5.1 and 23.2 (which is included in Exhibit 5.1). Accordingly, this Amendment consists only of the facing page, this
explanatory note, Item 16 of Part II of the Registration Statement, the signature page, Exhibits 5.1 and 23.2 (which is included in Exhibit
5.1). The remainder of the Registration Statement is unchanged and therefore has not been included in this Amendment.
Item
16. Exhibits and Financial Statement Schedules
Exhibit |
|
|
|
Incorporated
By Reference
to |
|
Filed
|
Number |
|
Description |
|
Form |
|
Exhibit |
|
Filing
Date |
|
Herewith |
3.1 |
|
Articles
of Merger, filed with the Secretary of State of Nevada effective September 7, 2018 |
|
8-K |
|
3.1 |
|
September
12, 2018 |
|
|
3.2 |
|
Second
Amended and Restated Bylaws of Edison Nation, Inc. |
|
8-K |
|
3.2 |
|
September
12, 2018 |
|
|
3.3 |
|
Second
Amended and Restated Articles of Incorporation of Edison Nation, Inc. |
|
8-K |
|
3.1 |
|
March
26, 2020 |
|
|
5.1 |
|
Opinion of Lucosky Brookman LLP |
|
|
|
|
|
|
|
* |
10.1 |
|
Form
of Senior Convertible Promissory Note |
|
8-K |
|
2.1 |
|
July
6, 2018 |
|
|
10.2 |
|
Membership
Interest Purchase Agreement dated June 29, 2018 |
|
8-K |
|
10.1 |
|
July
6, 2018 |
|
|
10.3 |
|
Fifth
Amended and Restated Operating Agreement of Edison Nation Holdings, LLC, dated September 4, 2018 |
|
8-K |
|
10.2 |
|
September
6, 2018 |
|
|
10.4 |
|
Registration
Rights Agreement dated September 4, 2018 |
|
8-K |
|
10.3 |
|
September
6, 2018 |
|
|
10.5+ |
|
Amended
and Restated Edison Nation, Inc. Omnibus Incentive Plan |
|
8-K
|
|
3.3 |
|
September
12, 2018 |
|
|
10.6 |
|
Securities
Purchase Agreement, dated March 6, 2019 |
|
8-K |
|
10.1 |
|
March
13, 2019 |
|
|
10.7 |
|
Senior
Convertible Promissory Note, dated March 6, 2019 |
|
8-K |
|
10.2 |
|
March
13, 2019 |
|
|
10.8 |
|
Pledge
Agreement, dated March 12, 2019 |
|
8-K |
|
10.3 |
|
March
13, 2019 |
|
|
10.9 |
|
Form
of Securities Purchase Agreement dated May 13, 2019 |
|
8-K |
|
10.1 |
|
May
17, 2019 |
|
|
10.10 |
|
Form
of Senior Convertible Promissory Note dated May 13, 2019 |
|
8-K |
|
10.2 |
|
May
17, 2019 |
|
|
10.11 |
|
Settlement
and Release Agreement dated June 17, 2019 with FirstFire Global Opportunities Fund, LLC |
|
8-K |
|
10.1 |
|
June
19, 2019 |
|
|
10.12 |
|
Loan
Agreement with Tiburon Opportunity Fund, dated June 14, 2019 |
|
8-K |
|
10.1 |
|
June
20, 2019 |
|
|
10.13 |
|
Operating
Agreement of Ed Roses, LLC, dated August 23, 2019 |
|
S-1 |
|
10.18 |
|
February
12, 2020 |
|
|
10.14 |
|
Securities
Purchase Agreement with Labrys Fund, LP, dated August 26, 2019 |
|
8-K |
|
10.1 |
|
August
29, 2019 |
|
|
10.15 |
|
12%
Convertible Promissory Note, dated August 26, 2019 |
|
8-K |
|
10.2 |
|
August
29, 2019 |
|
|
10.16 |
|
Form
of Share Purchase Agreement, dated October 2, 2019 |
|
8-K |
|
10.1 |
|
October
4, 2019 |
|
|
10.17 |
|
Form
of Registration Rights Agreement, dated October 2, 2019 |
|
8-K |
|
10.2 |
|
October
4, 2019 |
|
|
10.18 |
|
Uber
Mom Asset Purchase Agreement, dated November 6, 2019 |
|
S-1 |
|
10.23 |
|
February
12, 2020 |
|
|
10.19 |
|
Purchase
of Inventory and Repurchase Agreement with Claudia McFillin and Joseph Tropea, dated November 12, 2019 |
|
S-1 |
|
10.24 |
|
February
12, 2020 |
|
|
10.20 |
|
Future
Receivables Sale and Purchase Agreement with Velocity Group USA Inc., dated November 18, 2019 |
|
S-1 |
|
10.25 |
|
February
12, 2020 |
|
|
10.21 |
|
10%
Senior Secured Note with 32 Entertainment LLC, dated December 4, 2019 |
|
S-1 |
|
10.26 |
|
February
12, 2020 |
|
|
10.22 |
|
Common
Stock Purchase Warrant with 32 Entertainment LLC, dated December 4, 2019 |
|
S-1 |
|
10.27 |
|
February
12, 2020 |
|
|
Exhibit |
|
|
|
Incorporated
By Reference
to |
|
Filed
|
Number |
|
Description |
|
Form |
|
Exhibit |
|
Filing
Date |
|
Herewith |
10.23 |
|
Registration
Rights Agreement with 32 Entertainment LLC, dated December 4, 2019 |
|
S-1 |
|
10.28 |
|
February
12, 2020 |
|
|
10.24 |
|
Loan
Agreement with Tiburon Opportunity Fund, dated January 2, 2020 |
|
S-1 |
|
10.29 |
|
February
12, 2020 |
|
|
10.25 |
|
5%
Note Agreement with Equity Trust Company, Custodian FBO: Rawleigh H. Ralls, dated January 10, 2020 |
|
S-1 |
|
10.30 |
|
February
12, 2020 |
|
|
10.26 |
|
Common
Stock Purchase Warrant with Equity Trust Company, Custodian FBO: Rawleigh H. Ralls, dated January 10, 2020 |
|
S-1 |
|
10.31 |
|
February
12, 2020 |
|
|
10.27 |
|
5%
Note Agreement with Paul J. Solit and Julie B. Solit, dated January 15, 2020 |
|
S-1 |
|
10.32 |
|
February
12, 2020 |
|
|
10.28 |
|
Common
Stock Purchase Warrant with Paul J. Solit and Julie B. Solit, dated January 15, 2020 |
|
S-1 |
|
10.33 |
|
February
12, 2020 |
|
|
10.29 |
|
5%
Note Agreement with Richard O’Leary, dated January 17, 2020 |
|
S-1 |
|
10.34 |
|
February
12, 2020 |
|
|
10.30 |
|
Common
Stock Purchase Warrant with Richard O’Leary, dated January 15, 2020 |
|
S-1 |
|
10.35 |
|
February
12, 2020 |
|
|
10.31 |
|
Loan
Agreement with Greentree Financial Group, Inc., dated January 23, 2020 |
|
8-K |
|
10.1 |
|
January
29, 2020 |
|
|
10.32 |
|
10%
Convertible Promissory Note with Greentree Financial Group, Inc., dated January 23, 2020 |
|
8-K |
|
10.2 |
|
January
29, 2020 |
|
|
10.33 |
|
Common
Stock Purchase Warrant with Greentree Financial Group, Inc., dated January 23, 2020 |
|
8-K |
|
10.3 |
|
January
29, 2020 |
|
|
10.34 |
|
Amendment
Agreement with Greentree Financial Group, Inc., dated January 29, 2020 |
|
8-K |
|
10.4 |
|
January
29, 2020 |
|
|
10.35 |
|
Asset
Purchase Agreement between HMNRTH, LLC, TCBM Holdings, LLC and Edison Nation, Inc. and Scalematix, LLC dated March 11, 2020 |
|
8-K |
|
10.1 |
|
March
12, 2020 |
|
|
10.36 |
|
Securities
Purchase Agreement between Edison Nation, Inc. and Jefferson Street Capital, LLC dated April 7, 2020 |
|
8-K |
|
10.3 |
|
April
27, 2020 |
|
|
10.37 |
|
Convertible
Promissory Note between Edison Nation, Inc. and Jefferson Street Capital, LLC dated April 7, 2020 |
|
8-K |
|
10.4 |
|
April
27, 2020 |
|
|
10.38 |
|
Securities
Purchase Agreement between Edison Nation, Inc. and BHP Capital NY Inc. dated April 7, 2020 |
|
8-K |
|
10.1 |
|
April
27, 2020 |
|
|
10.39 |
|
Convertible
Promissory Note between Edison Nation, Inc. and BHP Capital NY Inc dated April 7, 2020 |
|
8-K |
|
10.2 |
|
April
27, 2020 |
|
|
10.40 |
|
Promissory
Note Small Business Administration-Paycheck Protection Program dated April 15, 2020 |
|
8-K |
|
10.8 |
|
April
27, 2020 |
|
|
10.41 |
|
Consulting
Agreement between Edison Nation, Inc. and Tiburon dated April 24, 2020 |
|
8-K |
|
10.5 |
|
April
27, 2020 |
|
|
10.42 |
|
Debt
Conversion Agreement between Edison Nation, Inc. and Tiburon Opportunity Fund dated April 24, 2020 |
|
8-K |
|
10.6 |
|
April
27, 2020 |
|
|
10.43 |
|
Distributor
Agreement between Edison Nation Holdings, LLC and Marrone Bio Innovations, Inc. dated May 13, 2020 |
|
10-K |
|
10.45
|
|
May
29, 2020
|
|
|
10.44 |
|
Secured
Line of Credit Agreement between Global Solutions, LLC, Edison Nation, Inc. and PPE Brickell Supplies, LLC dated May 20, 2020 |
|
8-K |
|
10.1 |
|
May
26, 2020 |
|
|
10.45 |
|
Security
Agreement between Global Solutions, LLC, Edison Nation, Inc. and PPE Brickell Supplies, LLC dated May 20, 2020 |
|
8-K |
|
10.2 |
|
May
26, 2020 |
|
|
10.46 |
|
Agreement
and Plan of Share Exchange Agreement between Edison Nation, Inc. PPE Brickell Supplies, LLC and Graphene Holdings, LLC dated May
20, 2020 |
|
8-K |
|
10.3 |
|
May
26, 2020 |
|
|
10.47 |
|
Amended
Limited Liability Company Agreement of Global Clean Solutions, LLC dated May 20, 2020 |
|
8-K |
|
10.4 |
|
May
26, 2020 |
|
|
10.48 |
|
Purchase
of Inventory and Repurchase Agreement between Edison Nation, Inc. and Fergco Bros, LLC dated May 7, 2020 |
|
10-K |
|
10.50 |
|
May
29, 2020 |
|
|
Exhibit |
|
|
|
Incorporated
By Reference
to |
|
Filed
|
Number |
|
Description |
|
Form |
|
Exhibit |
|
Filing
Date |
|
Herewith |
10.49 |
|
Amendment
to Purchase of Inventory and Repurchase Agreement between Edison Nation, Inc. and Fergco Bros, LLC dated May 15, 2020 |
|
10-K |
|
10.51 |
|
May
29, 2020 |
|
|
10.50 |
|
Amendment
to Senior Secured Note between Edison Nation, Inc. and 32 Entertainment, LLC dated May 19, 2020 |
|
10-K |
|
10.52
|
|
May
29, 2020 |
|
|
10.51 |
|
Amended
Subordinate Secured Note between Edison Nation, Inc and 32 Entertainment, LLC dated May 19, 2020 |
|
10-K |
|
10.53 |
|
May
29, 2020 |
|
|
10.52 |
|
Agreement
for the Purchase and Sale of Common Stock of Cloud B, Inc. dated February 17, 2020 |
|
8-K |
|
10.1 |
|
February
21, 2020 |
|
|
10.53 |
|
Amendment
to Note Agreement and Common Stock Purchase Warrant between Edison Nation, Inc. and Richard O’Leary dated July 10, 2020 |
|
S-1 |
|
10.55 |
|
July
16, 2020 |
|
|
10.54 |
|
Amendment
to Note Agreement and Common Stock Purchase Warrant between Edison Nation, Inc. and Equity Trust Company, a Custodian FBO: Rawleigh
H. Ralls IRA dated July 10, 2020 |
|
S-1 |
|
10.56 |
|
July
16, 2020 |
|
|
10.55 |
|
Amendment
to Note Agreement and Common Stock Purchase Warrant between Edison Nation, Inc. and Paul J. Solit and Julie B. Solit dated July 10,
2020 |
|
S-1 |
|
10.57 |
|
July
16, 2020 |
|
|
10.56 |
|
Convertible
Promissory Note between Edison Nation, Inc. and Jefferson Street Capital, LLC dated July 29, 2020 |
|
10-Q |
|
10.30 |
|
August
18, 2020 |
|
|
10.57 |
|
Memorandum
of Understanding between the Global Clean Solutions, LLC, Office Mart, Inc. and ZAAZ Medical, Inc. dated June 8, 2020 |
|
10-Q |
|
10.31 |
|
August
18, 2020 |
|
|
10.58 |
|
Amendment
to Memorandum of Understanding dated August 6, 2020 |
|
10-Q |
|
10.32 |
|
August
18, 2020 |
|
|
10.59 |
|
Forbearance
Agreement between the Company and Jefferson Street Capital, LLC dated October 7, 2020 |
|
10-Q |
|
10.33 |
|
November
23, 2020 |
|
|
10.60 |
|
Asset
Purchase Agreement between Honey Badger Media, LLC and Honey Badger, LLC dated November 10, 2020 |
|
8-K |
|
10.1 |
|
November
12, 2020 |
|
|
10.61 |
|
Platform
License Agreement between Honey Badger Media, LLC and Honey Badger Media, LLC dated November 10, 2020 |
|
8-K |
|
10.2 |
|
November
12, 2020 |
|
|
10.62 |
|
Inventory
Management Agreement between Edison Nation, LLC and Forever 8 Fund, LLC dated November 17, 2020 |
|
10-Q |
|
10.36 |
|
November
23, 2020 |
|
|
10.63 |
|
Stock
Exchange Agreement dated between Jupiter Wellness, Inc, SRM Entertainment, Ltd and Vinco Ventures, Inc. dated November 30, 2020 |
|
8-K |
|
1.1 |
|
December
3, 2020 |
|
|
10.64 |
|
Agreement
to Complete a Plan of Merger between Vinco Ventures, Inc., Vinco Acquisition Corporation and ZASH Global Media and Entertainment
Corporation dated January 20, 2021 |
|
8-K |
|
10.1 |
|
January
21, 2021 |
|
|
10.65 |
|
Contribution
Agreement by and among ZVV Media Partners, LLC, Vinco Ventures, Inc. and Zash Global Media and Entertainment Corporation dated January
19, 2021 |
|
8-K |
|
10.1 |
|
January
21, 2021 |
|
|
10.66 |
|
Senior
Convertible Note between Vinco Ventures, Inc. and Hudson Bay Master Fund, Ltd dated January 25, 2021 |
|
8-K |
|
4.1 |
|
January
25, 2021 |
|
|
10.67 |
|
Securities
Purchase Agreement between Vinco Ventures, Inc. and Hudson Bay Master Fund, Ltd dated January 25, 2021 |
|
8-K |
|
10.1 |
|
January
25, 2021 |
|
|
10.68 |
|
Common
Stock Purchase Warrant Agreement between Vinco Ventures, Inc. and Hudson Bay Master Fund, Ltd dated January 25, 2021 |
|
8-K |
|
10.2 |
|
January
25, 2021 |
|
|
10.69 |
|
Registration
Rights Agreement between Vinco Ventures, Inc. and Hudson Bay Master Fund, Ltd dated January 25, 2021 |
|
8-K |
|
10.3 |
|
January
25, 2021 |
|
|
10.70 |
|
Securities
Purchase Agreement between Vinco Ventures, Inc. and BHP Capital NY Inc. dated January 29, 20201 |
|
8-K |
|
10.1 |
|
February
4, 2021 |
|
|
Exhibit |
|
|
|
Incorporated
By Reference
to |
|
Filed
|
Number |
|
Description |
|
Form |
|
Exhibit |
|
Filing
Date |
|
Herewith |
10.71 |
|
Common
Stock Purchase Warrant Agreement between Vinco Ventures, Inc. and BHP Capital NY Inc. dated January 29, 2021 |
|
8-K |
|
10.2 |
|
February
4, 2021 |
|
|
10.72 |
|
Registration
Rights Agreement between Vinco Ventures, Inc. and BHP Capital NY Inc. dated January 29, 2021 |
|
8-K |
|
10.3 |
|
February
4, 2021 |
|
|
10.73+ |
|
Employment
Agreement between Vinco Ventures, Inc. and Christopher Ferguson dated February 2, 2021 |
|
8-K |
|
10.1 |
|
February
8, 2021 |
|
|
10.74+ |
|
Employment
Agreement between Vinco Ventures, Inc. and Brett Vroman dated February 2, 2021 |
|
8-K |
|
10.2
|
|
February
8, 2021 |
|
|
10.75+ |
|
Employment
Agreement between Vinco Ventures, Inc. and Brian McFadden dated February 2, 2021 |
|
8-K |
|
10.3 |
|
February
8, 2021 |
|
|
10.76 |
|
Form
of Senior Convertible Note |
|
8-K |
|
4.1 |
|
February
23, 2021 |
|
|
10.77 |
|
Form
of Securities Purchase Agreement |
|
8-K |
|
10.1 |
|
February
23, 2021 |
|
|
10.78 |
|
Form
of Warrant |
|
8-K |
|
10.2 |
|
February
23, 2021 |
|
|
10.79 |
|
Form
of Registration Rights Agreement |
|
8-K |
|
10.3 |
|
February
23, 2021 |
|
|
10.80 |
|
Placement
Agent Agreement |
|
8-K |
|
10.4 |
|
February
23, 2021 |
|
|
10.81 |
|
Common
Stock Purchase Warrant Agreement between Vinco Ventures, Inc. and Palladium Holdings, LLC dated February 23, 2021 |
|
S-1 |
|
10.81 |
|
April
30,2021 |
|
|
10.82 |
|
Amended
and Restated Asset Purchase Agreement between CBAV1, LLC and BTL Diffusion SARL |
|
10-K |
|
10.81 |
|
April
15, 2021 |
|
|
10.83 |
|
First
Amendment to Agreement to Complete a Plan of Merger, dated March 30, 2021, by and among Vinco Ventures, Inc., Vinco Acquisition Corporation
and ZASH Global Media and Entertainment Corporation |
|
8-K |
|
10.1 |
|
April
9, 2021 |
|
|
10.84 |
|
Asset
Contribution Agreement among Emmersive Entertainment, Inc. (“Seller”), Seller’s Shareholders, EVNT Platform, LLC
(“Buyer”) a wholly owned subsidiary of Vinco Ventures, Inc. and Vinco Ventures, Inc. (“Buyer’s Owner”),
dated as of April 17, 2021. |
|
8-K |
|
2.1 |
|
April
21, 2021 |
|
|
10.85 |
|
First
Amended and Restated Operating Agreement for EVNT Platform, LLC among Vinco Ventures, Inc., its sole common member, and certain preferred
members, dated as of April 17, 2021. |
|
8-K |
|
2.2 |
|
April
21, 2021 |
|
|
10.86 |
|
Warrant
Exercise Agreement between Vinco Ventures, Inc. and Hudson Bay Master Fund Ltd. dated May 24, 2021 |
|
8-K |
|
10.1 |
|
May
25, 2021 |
|
|
10.87 |
|
Form
of Warrant |
|
8-K |
|
10.2 |
|
May
25, 2021 |
|
|
10.88 |
|
Form
of Registration Rights Agreement |
|
8-K |
|
10.3 |
|
May
25, 2021 |
|
|
10.89 |
|
Second
Amendment to Agreement to Complete a Plan of Merger dated May 28, 2021 |
|
8-K |
|
10.1 |
|
May
28, 2021 |
|
|
10.90 |
|
Warrant
Exercise Agreement between the Company and the Investor |
|
8-K |
|
10.1 |
|
June
7, 2021 |
|
|
10.91 |
|
Form
of Warrant |
|
8-K |
|
10.2 |
|
June
7, 2021 |
|
|
10.92 |
|
Form
of Registration Rights Agreement |
|
8-K |
|
10.3 |
|
June
7, 2021 |
|
|
10.93 |
|
Convertible
Note Subscription Agreement dated June 4, 2021 |
|
8-K |
|
10.1 |
|
June
10, 2021 |
|
|
10.94 |
|
Warrant Exercise Agreement between Vinco Ventures, Inc. and BHP Capital NY Inc. dated June 4, 2021 |
|
S-1 |
|
10.94 |
|
July 23, 2021 |
|
|
10.95 |
|
Common Stock Warrant Purchase Agreement between Vinco Ventures, Inc. and BHP Capital NY Inc. dated June 4, 2021 |
|
S-1 |
|
10.95 |
|
July 23, 2021 |
|
|
Exhibit |
|
|
|
Incorporated
By Reference
to |
|
Filed
|
Number |
|
Description |
|
Form |
|
Exhibit |
|
Filing
Date |
|
Herewith |
10.96 |
|
Form of Senior Secured Convertible Note |
|
8-K |
|
4.1 |
|
July
23, 2021 |
|
|
10.97 |
|
Form
of Securities Purchase Agreement |
|
8-K |
|
10.1 |
|
July
23, 2021 |
|
|
10.98 |
|
Form
of Warrant |
|
8-K |
|
10.2 |
|
July
23, 2021 |
|
|
10.99 |
|
Form
of Registration Rights Agreement |
|
8-K |
|
10.3 |
|
July
23, 2021 |
|
|
10.100 |
|
Form
of Amendment Agreement |
|
8-K |
|
10.4 |
|
July
23, 2021 |
|
|
10.101 |
|
Form
of Guaranty |
|
8-K |
|
10.5 |
|
July
23, 2021 |
|
|
10.102 |
|
Form
of Pledge and Security Agreement |
|
8-K |
|
10.6 |
|
July
23, 2021 |
|
|
10.103 |
|
Second
Amended and Restated Limited Liability Company Agreement of ZVV Media Partners, LLC |
|
8-K |
|
10.7 |
|
July
23, 2021 |
|
|
10.104 |
|
Securities
Purchase Agreement between ZASH Global Media and Entertainment Corporation and Lomotif Private Limited |
|
8-K |
|
10.1 |
|
July
29, 2021 |
|
|
10.105 |
|
Deed
of Variation and Supplement among ZASH Global Media and Entertainment Corporation, Lomotif Private Limited and ZVV Media Partners,
LLC |
|
8-K |
|
10.2 |
|
July
29, 2021 |
|
|
10.106 |
|
Securities
Purchase Agreement between Vinco Ventures, Inc. and the purchaser identified on the signature page thereto dated July 23, 2021 |
|
8-K |
|
10.3 |
|
July
29, 2021 |
|
|
10.107 |
|
Form
of Warrant dated July 23, 2021 |
|
8-K |
|
10.4 |
|
July
29, 2021 |
|
|
10.108 |
|
Registration
Rights Agreement dated July 23, 2021 |
|
8-K |
|
10.5 |
|
July
29, 2021 |
|
|
10.109 |
|
Warrant
Exercise Agreement between the Company and the Investor |
|
8-K |
|
10.1 |
|
August
19, 2021 |
|
|
10.110 |
|
Form
of Warrant August Series A Warrant |
|
8-K |
|
10.2 |
|
August
19, 2021 |
|
|
10.111 |
|
Form
of Warrant August Series B Warrant |
|
8-K |
|
10.3 |
|
August
19, 2021 |
|
|
10.112 |
|
Form
of Registration Rights Agreement |
|
8-K |
|
10.4 |
|
August
19, 2021 |
|
|
10.113 |
|
Warrant
Exercise Agreement between the Company and the Investor |
|
8-K |
|
10.1 |
|
September
1, 2021 |
|
|
10.114 |
|
Form
of September Series A Warrant |
|
8-K |
|
10.2 |
|
September
1, 2021 |
|
|
10.115 |
|
Form
of September Series B Warrant |
|
8-K |
|
10.3 |
|
September
1, 2021 |
|
|
10.116 |
|
Form of Registration Rights Agreement |
|
8-K |
|
10.4 |
|
September
1, 2021 |
|
|
10.117 |
|
Side
Letter to Securities Purchase Agreement |
|
8-K |
|
10.1 |
|
September
13, 2021 |
|
|
21.1 |
|
List of Significant Subsidiaries |
|
S-1 |
|
21.1 |
|
February
12, 2020 |
|
|
23.1 |
|
Consent of Marcum LLP |
|
S-1 |
|
23.1 |
|
October
6, 2021 |
|
|
23.2 |
|
Consent of Lucosky Brookman (included in Exhibit 5.1) |
|
|
|
|
|
|
|
* |
101.INS* |
|
XBRL Instance Document |
|
S-1 |
|
23.1 |
|
October 6, 2021 |
|
|
101.SCH* |
|
XBRL Taxonomy Extension Schema Document |
|
S-1 |
|
23.1 |
|
October 6, 2021 |
|
|
101.CAL* |
|
XBRL Taxonomy Extension Calculation Linkbase Document |
|
S-1 |
|
23.1 |
|
October 6, 2021 |
|
|
101.DEF* |
|
XBRL Taxonomy Extension Definition Linkbase Document |
|
S-1 |
|
23.1 |
|
October 6, 2021 |
|
|
101.LAB* |
|
XBRL Taxonomy Extension Label Linkbase Document |
|
S-1 |
|
23.1 |
|
October 6, 2021 |
|
|
101.PRE* |
|
XBRL Taxonomy Extension Presentation Linkbase Document |
|
S-1 |
|
23.1 |
|
October 6, 2021 |
|
|
|
* |
Filed
herewith. |
|
|
|
|
** |
Furnished
herewith. |
|
|
|
|
+ |
Denotes
a management compensatory plan, contract or arrangement |
(b) |
Financial
statement schedules. |
No
financial statement schedules are provided because the information called for is not required or is shown in the consolidated financial
statements or related notes.
SIGNATURES
Pursuant
to the requirements of the Securities Act of 1933, we have duly caused this Registration Statement on Form S-1 to be signed on its behalf
by the undersigned, thereunto duly authorized, in Bethlehem, Pennsylvania, on October 14, 2021.
|
VINCO
VENTURES, INC. |
|
|
|
|
By: |
/s/
Christopher B. Ferguson |
|
|
Christopher
B. Ferguson |
|
|
Chief
Executive Officer |
Signature |
|
Title |
|
Date |
|
|
|
|
|
/s/
Christopher B. Ferguson |
|
Chief
Executive Officer and Chairman of the Board of Directors |
|
October
14, 2021 |
Christopher
B. Ferguson |
|
(Principal
Executive Officer) |
|
|
|
|
|
|
|
/s/
Brett Vroman |
|
Chief
Financial Officer |
|
October
14, 2021 |
Brett
Vroman |
|
(Principal
Financial Officer and Principal Accounting Officer) |
|
|
|
|
|
|
|
/s/
* |
|
Director |
|
October
14, 2021 |
Louis
Foreman |
|
|
|
|
|
|
|
|
|
/s/
* |
|
Director |
|
October
14, 2021 |
Frank
Jennings |
|
|
|
|
|
|
|
|
|
/s/
* |
|
Director |
|
October
14, 2021 |
Mary
Ann Halford |
|
|
|
|
|
|
|
|
|
/s/
* |
|
Director |
|
October
14, 2021 |
Kevin
J. O’Donnell |
|
|
|
|
*
By: |
/s/
Christopher B. Ferguson |
|
|
Christopher
B. Ferguson |
|
|
Attorney-in-Fact |
|